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Simplifying Trade Reporting and trade compliance management.

Features

Why Guardian?

Tracking Employee's & External Trading

Automated & Transparent Trade Reporting

Anomaly Dashboard to flag all non-compliant trades.

Manage and Approve Diligences

Share Compliance Notifications across employees at once

Request Justifications

Managing Employees with access information internal and external to organization

Guardian keeps a track of all employees with access to sensitive information. Employees and their relatives can self declare their accessibility to authorized information.

Compliance Management with an advance diligence and justification request dashboard.

Guardian, besides the regular trade reporting capabilities also facilitates compliance management of all flagged activities. the compliance can have a one-view to review, approve any advance diligences raised and request for a justification proposal from employees on any activities performed by them or their relatives.